The following information is being provided as mandated by the Securities and Exchange Board of India (SEBI).
Data as of: January 2025 | |||
---|---|---|---|
Sr. No. | Financial Year | Compliance Audit Status | Remarks, If any |
1 | FY 2021-22 | Not Conducted | Not Applicable. Received RIA registration approval from SEBI on June 14, 2022. |
2 | FY 2022-23 | Conducted | Submitted to BSE ASL. |
3 | FY 2023-24 | Conducted | Submitted to BSE. |
Data for the month ending: January 2025 | |||||||
---|---|---|---|---|---|---|---|
Sr. No. | Received from | Pending at end of the month | Received | Resolved | Total Pending | Pending complaints >3months | Average Resolution time (in days) |
1 | Directly from Investors | 0 | 0 | 0 | 0 | 0 | 0 |
2 | SEBI (SCORES) | 0 | 0 | 0 | 0 | 0 | 0 |
3 | Other sources (if any) | 0 | 0 | 0 | 0 | 0 | 0 |
Grand Total | 0 | 0 | 0 | 0 | 0 | 0 |
^Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.
Trend of monthly disposal of complaints | |||||
---|---|---|---|---|---|
Sr. No. | Month | Carried forward from previous month | Received | Resolved* | Pending# |
1 | January, 2025 | 0 | 0 | 0 | 0 |
2 | December, 2024 | 0 | 0 | 0 | 0 |
3 | November, 2024 | 0 | 0 | 0 | 0 |
4 | October, 2024 | 0 | 0 | 0 | 0 |
5 | September, 2024 | 0 | 0 | 0 | 0 |
6 | August, 2024 | 0 | 0 | 0 | 0 |
7 | July, 2024 | 0 | 0 | 0 | 0 |
8 | June, 2024 | 0 | 0 | 0 | 0 |
9 | May, 2024 | 0 | 0 | 0 | 0 |
10 | April, 2024 | 0 | 0 | 0 | 0 |
11 | March, 2024 | 0 | 0 | 0 | 0 |
12 | February, 2024 | 0 | 0 | 0 | 0 |
Grand Total | 0 | 0 | 0 | 0 |
*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.
Trend of annual disposal of complaints | |||||
---|---|---|---|---|---|
Sr. No. | Year | Carried forward from previous year | Received | Resolved* | Pending# |
1 | 2023-24 | 0 | 0 | 0 | 0 |
2 | 2022-23 | 0 | 0 | 0 | 0 |
3 | 2021-22 | 0 | 0 | 0 | 0 |
Grand Total | 0 | 0 | 0 | 0 |
*Inclusive of complaints of previous years resolved in the current year.
#Inclusive of complaints pending as on the last day of the year.
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