Compliance Data as per SEBI Mandate

The following information is being provided as mandated by the Securities and Exchange Board of India (SEBI).

Compliance Audit Status

Data as of: January 2025
Sr. No.Financial YearCompliance Audit StatusRemarks, If any
1FY 2021-22Not ConductedNot Applicable. Received RIA registration approval from SEBI on June 14, 2022.
2FY 2022-23ConductedSubmitted to BSE ASL.
3FY 2023-24ConductedSubmitted to BSE.

Status of Complaints

Data for the month ending: January 2025
Sr. No.Received fromPending at end of the monthReceivedResolvedTotal PendingPending complaints >3monthsAverage Resolution time (in days)
1Directly from Investors000000
2SEBI (SCORES)000000
3Other sources (if any)000000
Grand Total000000

^Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of monthly disposal of complaints
Sr. No.MonthCarried forward from previous monthReceivedResolved*Pending#
1January, 20250000
2December, 20240000
3November, 20240000
4October, 20240000
5September, 20240000
6August, 20240000
7July, 20240000
8June, 20240000
9May, 20240000
10April, 20240000
11March, 20240000
12February, 20240000
Grand Total0000

*Inclusive of complaints of previous months resolved in the current month.

#Inclusive of complaints pending as on the last day of the month.

Trend of annual disposal of complaints
Sr. No.YearCarried forward from previous yearReceivedResolved*Pending#
12023-240000
22022-230000
32021-220000
Grand Total0000

*Inclusive of complaints of previous years resolved in the current year.

#Inclusive of complaints pending as on the last day of the year.

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